Sep 18, 2020  
2012 - 2013 Graduate Catalog 
2012 - 2013 Graduate Catalog [ARCHIVED CATALOG]

LAW M13 - Securities Reg in Europe

Securities Regulation in Europe The course will examine the European Financial Services Action Plan and how, for financial markets ans services, it has developed the general freedoms (freedom of establishment, freedom to provide services) established under European Law. The course will also review the common requirements imposed to harmonize business conduct rules on the stock markets (Directive on Market Abuse). Lastly, following the general trend towards corporate governance reform, the course will consider European developments in the area and the European response to the Sarbanes-Oxley requirements.